Skip to main content
Log in

Exploring the diversity of dual diagnosis: Utility of cluster analysis for program planning

  • Articles
  • Published:
The journal of mental health administration Aims and scope Submit manuscript

Abstract

This study demonstrates the utility of using cluster analysis to explore the heterogeneity of dual diagnosis populations so as to facilitate planning and implementation of individualized treatment programs. A sample of 467 persons admitted to a state psychiatric hospital with DSM-III-R psychiatric diagnoses and substance abuse problems were interviewed on the Addiction Severity Index (ASI) and other measures to assess psychological, social, and community functioning. Scores on seven ASI severity ratings (medical, employment, alcohol, drug, legal, family, and psychiatric functioning) were used to group patients into seven homogeneous subgroups using cluster analysis: best functioning, unhealthy alcohol abuse, functioning alcohol abuse, drug abuse, functioning polyabuse, criminal polyabuse, and unhealthy polyabuse. Cluster reliability and validity were demonstrated using split-half tests as well as cross-sectional and longitudinal analyses. Results illustrate the extreme heterogeneity of dual diagnosis and are suggestive of how individualized treatment programs can be matched to the particular needs of patients with dual diagnoses.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. Regier DA, Farmer ME, Rae DS, et al.: Comorbidity of mental disorders with alcohol and other drug abuse: Results from the Epidemiologic Catchment Area (ECA) Study.Journal of the American Medical Association 1990; 264:2511–2518.

    Article  PubMed  CAS  Google Scholar 

  2. Robins LN, Locke BZ, Regier, DA: An overview of psychiatric disorders in America. In: Robins LN Regier DA (Eds.):Psychiatric Disorders in America: The Epidemiological Catchment Area Study. New York: Free Press, 1991, pp. 328–366.

    Google Scholar 

  3. Drake RE, Wallach MA: Substance abuse among the chronic mentally ill.Hospital and Community Psychiatry 1989; 40:1041–1046.

    PubMed  CAS  Google Scholar 

  4. Galanter M, Castaneda R, Ferman J: Substance abuse among general psychiatric patients: Places of presentation, diagnosis, and treatment,American Journal of Drug and Alcohol Abuse 1988; 14:211–235.

    PubMed  CAS  Google Scholar 

  5. Lyons JS, McGovern MP: Use of mental health services by dually-diagnosed patients.Hospital and Community Psychiatry 1989; 40:1067–1069.

    PubMed  CAS  Google Scholar 

  6. Kay SR, Kalathara M, Meinzer AE: Diagnostic and behavioral characteristics of psychiatric patients who abuse substances.Hospital and Community Psychiatry 1989; 40:1062–1064.

    PubMed  CAS  Google Scholar 

  7. Sanguineti VR, Brooks MO: Factors related to emergency commitment of chronic mentally ill patients who are substance abusers.Hospital and Community Psychiatry 1992; 43:237–241.

    PubMed  CAS  Google Scholar 

  8. Penk W, Irvin E, Flannery R, et al.: Characteristics of Substance-Abusing Persons With Severe Mental Disorders. Paper presented at the annual meeting of the American Psychological Association, Toronto, August 1993.

  9. Ribisl KM, Luke DA: Social network characteristics of persons with dual diagnosis.The Community Psychologist 1993; 27:44–45.

    Google Scholar 

  10. Miller NS, Fine J: Current epidemiology of comorbidity of psychiatric and addictive disorders.Psychiatric Clinics of North America 1993; 16:1–10.

    PubMed  CAS  Google Scholar 

  11. Mowbray CM, Ribisl KM, Solomon M, et al.: Exploring the characteristics of dual diagnosis: An examination of individual, social and community domains.Hospital and Community Psychiatry, unpublished manuscript, School of Social Work, University of Michigan.

  12. Lehman AF, Myers CP, Dixon LB, et al.: Defining subgroups of dual diagnosis patients for service planning.Hospital and Community Psychiatry 1994; 45:556–561.

    PubMed  CAS  Google Scholar 

  13. Weiss RD, Mirin SM, Frances RJ: The myth of the typical dual-diagnosis patient.Hospital and Community Psychiatry 1992; 43:108.

    Google Scholar 

  14. Finney JW, Moos RH: Matching patients with treatments: Conceptual and methodological issues.Journal of Studies on Alcohol 1986; 47:122–134.

    PubMed  CAS  Google Scholar 

  15. Beutler LE:Eclectic Psychotherapy: A Systematic Approach, New York: Pergamon, 1983.

    Google Scholar 

  16. Beutler LE: Systematic eclectic psychotherapy. In: Norcross JC (Ed.):Handbook of Eclectic Psychotherapy. New York: Basic Books, 1986, pp. 94–131.

    Google Scholar 

  17. Prochaska JO, DiClemente CC: The transtheoretical approach. In: Norcross JC (Ed.):Handbook of Eclectic Psychotherapy. New York: Basic Books, 1986, pp. 163–200.

    Google Scholar 

  18. Luborsky L, McLellan AT. Optimal matching of patients with types of psychotherapy: What is known and some designs for knowing more. In: Gottheil E, McLellan A, Druley KA (Eds.):Matching Patients' Needs and Treatment Methods in Alcoholism and Drug Abuse. Springfield, IL: Charles C Thomas, 1981, pp. 51–71.

    Google Scholar 

  19. Bergin AE, Garfield SL (Eds.):Handbook of Psychotherapy and Behavior Change. Fourth ed. New York: John Wiley, 1994.

    Google Scholar 

  20. Lambert MJ: Implications of psychotherapy outcome research for eclectic psychotherapy. In: Norcross JC (Ed.):Handbook of Eclectic Psychotherapy. New York: Basic Books, 1986, pp. 436–462.

    Google Scholar 

  21. Prochaska JO, DiClemente CC: Transtheoretical therapy: Toward a more integrative model of change.Psychotherapy: Theory, Research and Practice 1982; 20:161–173.

    Google Scholar 

  22. Prochaska JO, DiClemente CC, Norcross JC: In search of how people change: Applications to addictive behaviors.American Psychologist 1992; 47:1102–1114.

    Article  PubMed  CAS  Google Scholar 

  23. Azrin NH, Sisson RW, Meyers R, et al.: Alcoholism treatment by disulfiram and community reinforcement therapy.Journal of Behavior Therapy and Experimental Psychiatry 1982; 13:105–112.

    Article  PubMed  CAS  Google Scholar 

  24. Fuller RK, Branchey L, Brightwell DR, et al.: Disulfiram treatment of alcoholism: A Veterans Administration cooperative study.Journal of the American Medical Association 1986; 256:1449–1455.

    Article  PubMed  CAS  Google Scholar 

  25. Kadden RM, Cooney NL, Getter H, et al.: Matching alcoholics to coping skills or interactional therapies: Posttreatment results.Journal of Consulting and Clinical Psychology 1989; 57:698–704.

    Article  PubMed  CAS  Google Scholar 

  26. Cooney NL, Kadden RM, Litt MD, et al.: Matching alcoholics to coping skills or interactional therapies: Two year follow-up results.Journal of Consulting and Clinical Psychology 1991; 59:598–601.

    Article  PubMed  CAS  Google Scholar 

  27. Dorus W, Ostrow DG, Anton R, et al.: Lithium treatment of depressed and nondepressed alcoholics.Journal of the American Medical Association 1989; 262:1646–1652.

    Article  PubMed  CAS  Google Scholar 

  28. Annis HM, Davis CS: Relapse prevention. In: Hester RK, Miller WR (Eds.):Handbook of Alcoholism Treatment Approaches. New York: Pergamon, 1989, pp. 170–182.

    Google Scholar 

  29. Rohsenow DJ, Monti PM, Binkoff JA, et al.: Patient-treatment matching for alcoholic men in communication skills versus cognitive-behavioral mood management training.Addictive Behaviors 1991; 16:63–69.

    Article  PubMed  CAS  Google Scholar 

  30. Longabaugh R, Beattie M, Noel N, et al.: Matching Alcoholic Patients to Relationally Focused Treatments. Paper presented at the annual convention of the American Psychological Association, Boston, August 1990.

  31. Project MATCH Research Group. Project MATCH: Rationale and methods for a multisite clinical trial matching patients to alcoholism treatment.Alcoholism: Clinical and Experimental Research 1993; 17:1130–1145.

    Google Scholar 

  32. Institute of Medicine:Broadening the Base of Treatment for Alcohol Problems. Washington, DC: National Academy Press, 1990.

    Google Scholar 

  33. Staff: Cliffside: Four Winds—Westchester's program for psychiatric chemical dependency treatment.Journal of Substance Abuse Treatment 1989; 6:55–58.

    Article  Google Scholar 

  34. Levy MS, Mann DW: The special treatment team: An inpatient approach to the mentally ill alcoholic patient.Journal of Substance Abuse Treatment 1988; 5:219–227.

    Article  PubMed  CAS  Google Scholar 

  35. Minkoff K: An integrated treatment model for dual diagnosis of psychosis and addiction.Hospital and Community Psychiatry 1989; 40:1031–1036.

    PubMed  CAS  Google Scholar 

  36. Hanson M, Foreman L, Tomin W, et al.: facilitating problem drinking clients' transition from inpatient from inpatient to outpatient care.Health and Social Work 1994; 19:23–28.

    CAS  PubMed  Google Scholar 

  37. Drake RE, McHuga GJ, Noordsy DL: Treatment of alcoholism among schizophrenic outpatients: 4-year outcomes.American Journal of Psychiatry 1993; 150:328–329.

    PubMed  CAS  Google Scholar 

  38. Jerrell JM, Hu T, Ridgely MS: Cost effectiveness of substance disorder interventions for the severely mentally ill.Journal of Mental Health Administration, in press.

  39. Bartels SJ, Thomas WN: Lessons from a pilot residential treatment program for people with dual diagnosis of severe mental illness and substance use disorder.Psychosocial Rehabilitation Journal 1991; 15:19–30.

    Google Scholar 

  40. Fariello D, Scheidt S: Clinical case management of the dually diagnosed patient.Hospital and Community Psychiatry 1989; 40:1065–1067.

    PubMed  CAS  Google Scholar 

  41. Alfs DS, McClellan TA: A day hospital program for dual diagnosis patients in a Veterans' Medical Center.Hospital and Community Psychiatry 1992; 43:241–244.

    PubMed  CAS  Google Scholar 

  42. Kofoed L, Keys A: Using group therapy to persuade dual-diagnosis pateints to seek substance abuse treatment.Hospital and Community Psychiatry 1988; 39:1209–1211.

    PubMed  CAS  Google Scholar 

  43. Durell J, Lechtenberg B, Corse S, et al.: Intensive case management of persons with chronic mental illness who abuse substances.Hospital and Community Psychiatry 1993; 44:415–428.

    PubMed  CAS  Google Scholar 

  44. Minkoff K. Program components of a comprehensive integrated care system for serious mentally ill patients with substance disorders. In: Minkoff K, Drake RE (Eds.):Dual Diagnosis of Major Mental Illness and Substance Disorder (New Directions for Mental Health Services, No. 50). San Francisco: Josey-Bass, 1991, pp. 13–27.

    Google Scholar 

  45. Harrison PA, Martin JA, Tuason VB, et al.: Conjoint treatment of dual disorders. In: Alterman AI (Ed.):Substance Abuse and Psychopathology. New York: Plenum, 1985, pp. 367–390.

    Google Scholar 

  46. Mowbray CT, Herman SE, Hazel K: Subgroups and differential treatment needs of young adults with long-term severe mental illness.Psychosocial Rehabilitation Journal 1992; 16:45–62.

    Google Scholar 

  47. Herman SE, Mowbray CT: Client typology based on functioning level assessments: Utility of service planning and monitoring.Journal of Mental Health Administration 1991; 18:101–115.

    PubMed  CAS  Google Scholar 

  48. Mueser KT, Yarnold PR, Levinson DF, et al.: Prevalence of substance abuse in schizophrenia: Demographic and clinical correlates.Schizophrenia Bulletin 1990; 16:31–56.

    PubMed  CAS  Google Scholar 

  49. Safer DJ: Substance abuse by young adult chronic patients.Hospital and Community Psychiatry 1987; 38:511–514.

    PubMed  CAS  Google Scholar 

  50. Drake RE, Wallach MA: Substance abuse among the chronically mentally ill,Hospital and Community Psychiatry 1989; 40:1041–1046.

    PubMed  CAS  Google Scholar 

  51. Rapkin BD, Luke DA: Cluster analysis in community research: Epistemology and practice.American Journal of Community Psychology 1993; 21:247–277.

    Article  Google Scholar 

  52. Borgen FH, Barnett DC: Applying cluster analysis in counseling psychology research.Journal of Counseling Psychology 1987; 34:456–468.

    Article  Google Scholar 

  53. Aldenderfer MS, Blashfield RK:Cluster Analysis. Beverly Hills, CA: Sage, 1984.

    Google Scholar 

  54. Mezzich JE: Evaluating cluster methods for psychiatric diagnosis.Biological Psychiatry 1978; 13:265–281.

    PubMed  CAS  Google Scholar 

  55. Skinner HA, Blashfield RK: Increasing the impact of cluster analysis research: The case of psychiatric classification.Journal of Consulting and Clinical Psychology 1982; 50:727–735.

    Article  PubMed  CAS  Google Scholar 

  56. Strauss JS, Bartko JJ, Carpenter WT: The use of clustering techniques for the classification of psychiatric patients.British Journal of Psychiatry 1973; 122:531–540.

    PubMed  CAS  Google Scholar 

  57. Morey LC: The categorical representation of personality disorder: A cluster analysis of DSM-III-R personality features.Journal of Abnormal Psychology 1988; 97:314–321.

    Article  PubMed  CAS  Google Scholar 

  58. Thieret NL, Anderson DH: Cluster analytic methods applied to the Minnesota Multiphasic Personality Inventory in a psychiatric population.Journal of Clinical Psychology 1985; 41:197–202.

    PubMed  CAS  Google Scholar 

  59. Hautaluoma JE, McPhail SM: Empirical descriptions of mental patient syndromes and types.Journal of Clinical Psychology 1979; 35:720–730.

    PubMed  CAS  Google Scholar 

  60. Cyr JJ, Atkinson L, Haley GA: Areplicated cluster solution in a heterogeneous psychiatric population.Journal of Clinical Psychology 1986; 42:92–99.

    PubMed  CAS  Google Scholar 

  61. Williams GW, Barton GM, White AA, et al.: Cluster analysis applied to symptom ratings of psychiatric patients: An evaluation of its predictive ability.British Journal of Psychiatry 1976; 129:178–185.

    Article  PubMed  CAS  Google Scholar 

  62. Casper ES, Donaldson B: Subgroups in the population of frequent users of inpatient services.Hospital and Community Psychiatry 1990; 41:189–191.

    PubMed  CAS  Google Scholar 

  63. Salem DA: The Culture of Mutual Help: Characteristics of the GROW Membership: Paper presented at the First Biennial Conference on Community Research and Action, Columbia, SC, June 1987.

  64. Bartsch TW, Hoffman JJ: A cluster analysis of Millon Clinical Multiaxial Inventory (MCMI) profiles: More about a taxonomy of alcoholic subtypes.Journal of Clinical Psychology 1985; 41:707–713.

    PubMed  CAS  Google Scholar 

  65. Craig RJ, Olson R, Shalton G: Differences in organization of psychological needs between inpatient and outpatient opiate addicts.Journal of Clinical Psychology 1989; 45:462–466.

    PubMed  CAS  Google Scholar 

  66. Morey LC, Blashfield RK: Empirical classifications of alcoholism: A review.Journal of Studies on Alcohol 1981; 42:925–937.

    PubMed  CAS  Google Scholar 

  67. Donovan DB, Kivlahan DR, Walker RD, et al.: Derivation and validation of neuropsychological clusters among men alcoholics.Journal of Studies on Alcohol 1985; 46:205–211.

    PubMed  CAS  Google Scholar 

  68. Kline RB, Snyder DK: Replicated MMPI subtypes for alcoholic men and women: Relationship to self-reported drinking behaviors.Journal of Consulting and Clinical Psychology 1985; 53:70–79.

    Article  PubMed  CAS  Google Scholar 

  69. Harris GT, Rice ME: An empirical approach to classification and treatment planning for psychiatric inpatients.Journal of Clinical Psychology 1990; 46:3–15.

    PubMed  CAS  Google Scholar 

  70. Litt MD, Babor TF, DelBoca FK, et al.: Types of alcoholics: II. Application of an empirically derived typology to treatment matching.Archives of General Psychiatry 1992; 49:609–614.

    PubMed  CAS  Google Scholar 

  71. Selzer ML: The Michigan Alcoholism Screening Test: The quest for a new diagnostic instrument.American Journal of Psychiatry 1971; 127:1653–1658.

    PubMed  CAS  Google Scholar 

  72. Ribisl KM, Walton MA, Mowbray CT, et al.: Minimizing participant attrition in panel studies through the use of effective retention and tracking strategies: Review and recommendations.Evaluation and Program Planning, in press.

  73. Fureman B, Parikh G, Bragg A:Addiction Severity Index. Philadelphia: University of Pennsylvania/Veterans Administration Center for Studies of Addiction, 1990.

    Google Scholar 

  74. McLellan AT, Luborsky L, Woody GE, et al.: An improved diagnostic evaluation instrument for substance abuse patients: The Addiction Severity Index.Journal of Nervous and Mental Disease 1980; 168:26–33.

    Article  PubMed  CAS  Google Scholar 

  75. Hodgins DC, El-Guebaly N: More data on the Addiction Severity Index.Journal of Nervous and Medical Disorders 1992; 180:197–201.

    Article  CAS  Google Scholar 

  76. McLellan AT, Luborsky L, O'Brien CP: Alcohol and drug abuse treatment in three different populations: Is there improvement and is it predictable?American Journal of Drug and Alcohol Abuse 1986; 12:101–120.

    PubMed  CAS  Google Scholar 

  77. Nguyen TD, Attkinsson C, Stegner BL: Assessment of patient satisfaction.Evaluation and Program Planning 1984; 6:299–314.

    Article  Google Scholar 

  78. Derogatis L, Lipman R, Covi L: The SCL-90: An outpatient rating scale (preliminary report).Psychopharmacology Bulletin 1973; 9:13–28.

    PubMed  CAS  Google Scholar 

  79. McLellan AT, Kushner H, Metzger D, et al.: Fifth edition of the ASI: Historical critique and normative data.Journal of Substance Abuse Treatment 1992; 9:199–213.

    Article  PubMed  CAS  Google Scholar 

  80. Ward JH: Hierarchical grouping to optimize an objective function.Journal of the American Statistical Association 1963; 58:236–244.

    Article  Google Scholar 

  81. Hartigan JA:Clustering Algorithms. New York: John Wiley, 1975.

    Google Scholar 

  82. Cohen J: A coefficient of agreement for nominal scales.Educational and Psychological Measurement 1960; 20:37–46.

    Google Scholar 

  83. Winer BJ:Statistical Principles in Experimental Design. Second ed. New York: McGraw-Hill, 1971.

    Google Scholar 

  84. Haberman SJ: The analysis of residuals in cross-classified tables.Biometrics 1973; 29:205–220.

    Article  Google Scholar 

  85. McLellan AT, Wood GE, O'Brien CP: Development of psychiatric disorders in drug abusers.New England Journal of Medicine 1979; 301:1310–1314.

    Article  CAS  Google Scholar 

  86. Rounsaville BJ, Weissman MM, Kleber H, et al.: Heterogeneity of psychiatric diagnosis in treated opiate addicts.Archives of General Psychiatry 1982; 39:161–166.

    PubMed  CAS  Google Scholar 

  87. Drake RE, Wallach MA: Substance abuse among the chronic mentally ill.Hospital and Community Psychiatry 1989; 40:1041–1046.

    PubMed  CAS  Google Scholar 

  88. Minkoff K, Drake R (Eds.):Dual Diagnosis of Major Mental Illness and Substance Disorder. San Francisco: Jossey-Bass, 1991.

    Google Scholar 

  89. Lehman AF, Myers CP, Corty E, et al.: Severity of substance use disorders among psychiatric patients.Journal of Nervous and Mental Disease 1994; 182:164–167.

    Article  PubMed  CAS  Google Scholar 

  90. Kaufman E, McNaul JP: Recent developments in understanding and treating drug abuse and dependence.Hospital and Community Psychiatry 1992; 43:223–236.

    PubMed  CAS  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Additional information

Support for this research came from a National Institute of Mental Health grant (MH46307-03) awarded to the Michigan Department of Mental Health. This project is a collaborative effort among the Michigan Department of Mental Health, Detroit-Wayne County Community Mental Health Board, Northville Regional Psychiatric Hospital, Michigan State University, and Wayne State University.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Luke, D.A., Mowbray, C.T., Klump, K. et al. Exploring the diversity of dual diagnosis: Utility of cluster analysis for program planning. The Journal of Mental Health Administration 23, 298–316 (1996). https://doi.org/10.1007/BF02522304

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF02522304

Keywords

Navigation