Skip to main content
Log in

The Science of Adaptation: A Framework for Assessment

  • Published:
Mitigation and Adaptation Strategies for Global Change Aims and scope Submit manuscript

Abstract

This paper outlines what is meant by "adaptation" to climate change, and how it might be addressed in the IPCC Assessments. Two roles of adaptation in the climate change field are identified: adaptation as part of impact assessment (where the key question is: what adaptations are likely?), and adaptation as part of the policy response (where the central question is: what adaptations are recommended?). The concept of adaptation has been adopted in several fields including climate impact assessment and policy development, risk management, and natural hazards research. A framework for systematically defining adaptations is based on three questions: (i) adaptation to what? (ii) who or what adapts? and (iii) how does adaptation occur? The paper demonstrates that, for adaptation purposes, climate extremes and variability are integral parts of climate change, along with shifts in mean conditions. Attributes for differentiating adaptations include purposefulness, timing, temporal and spatial scope, effects, form and performance. The framework provides a guide for the treatment of adaptation in the IPCC assessments, both in the assessment of impacts and in the evaluation of adaptive policy options.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Adams, R.M., R.A. Fleming, B. McCarl and C. Rosenzweig. 1993. ‘A reassessment of the economic effects of global climate change on U.S. agriculture.’ Climatic Change, 30: 147–167.

    Google Scholar 

  • Bijlsma. L., C.N. Ehler, R.J.T. Klein, S.M. Kulshrestha, R.F. McLean, N. Mimura, R.J. Nicholls, L.A. Nurse, H. Pérez Nieto, E.Z. Stakhiv, R.K. Turner and R.A. Warrick. 1996. ‘Coastal zones and small islands.’ In R.T. Watson, M.C. Zinyowera and R.H. Moss (eds) Impacts, Adaptations and Mitigation of Climate Change: Scientific-Technical Analyses, Contribution of Working Group II to the Second Assessment Report of the Intergovernmental Panel on Climate Change. Cambridge: Cambridge University Press, pp. 289–324.

    Google Scholar 

  • Burton, 1. 1992. ‘Adapt and Thrive.’ Downsview, Ontario: Canadian Climate Centre, unpublished manuscript.

    Google Scholar 

  • Burton, I. 1996. ‘The growth of adaptation capacity: practice and policy.’ In J.B. Smith et al. (eds) Adapting to Climate Change: An International Perspective. New York: Springer, pp. 55–67.

    Google Scholar 

  • Burton, I. 1997. ‘Vulnerability and adaptive response in the context of climate and climate change.’ Climatic Change, 36: 185–196.

    Google Scholar 

  • Carter, T.P., M.L. Parry, H. Harasawa and N. Nishioka. 1994. IPCC Technical Guidelines for Assessing Climate Change Impacts and Adaptations. London: University College London.

    Google Scholar 

  • De Freitas, C.R. 1989. ‘The hazard potential of drought for the population of the Sahel.’ In J.I. Clarke, P. Curson, S.L. Kayastha and P. Nag (eds.) Population and Disaster. Oxford: Basil Blackwell.

    Google Scholar 

  • De Vries, J. 1985. ‘Analysis of historical climate-society interaction.’ In R.W. Kates, J.H. Ausubel and M. Berberian (eds) Climate Impact Assessment. New York: John Wiley and Sons, pp. 273–291.

    Google Scholar 

  • Downing, T.E., A.A. Olsthoorn and R.S.J. Tol. 1996. Climate Change and Extreme Events: Altered Risks, Soclo-Economic Impacts and Policy Responses. Amsterdam: Vrije Universiteit.

    Google Scholar 

  • Easterling, W.E. 1996. Adapting North American agriculture to climate change in review.' Agricultural and Forest Meteorology, 80(1): 1–54.

    Google Scholar 

  • Easterling, W.E., P.R. Crosson, N.J. Rosenberg, M.S. McKenney, L.A. Katz and K.M. Lemon. 1993. ‘Agricultural impacts of and responses to climate change in the Missouri-Iowa-Nebraska-Kansas region.’ Climatic Change, 24(1–2): 23–62.

    Google Scholar 

  • Fankhauser, S. 1997. ‘The Costs of Adapting to Climate.’, Working Paper No. 13, Washington D.C.: Global Environmental Facility.

    Google Scholar 

  • Fankhauser, S. 1996. ‘The potential costs of climate change adaptation.’ In J.B. Smith (ed) Adapting to Climate Change. New York: Springer, pp. 80–96.

    Google Scholar 

  • Frederick, K.D. 1997. ‘Adapting to climate impacts on the supply and demand for water.’ Climatic Change, 37: 141–156.

    Google Scholar 

  • Fukui, H. 1979. ‘Climatic variability and agriculture in tropical moist regions.’ In Proceedings of the World Climate Conference. Geneva: World Meteorological Association Report No. 537, pp. 426–479.

    Google Scholar 

  • Glantz, M. (ed). 1988. Societal Responses to Climate Change: Forecasting by Analogy. Boulder: Westview Press.

    Google Scholar 

  • Goklany, I.M. 1995. ‘Strategies to enhance adaptability: technological change, sustainable growth and free trade.’ Climatic Change, 30: 427–449.

    Google Scholar 

  • Heathcote, R.L. 1985. ‘Extreme Event Analysis.’ In R.W. Kates, J.H. Ausubel and M. Berberian (eds) Climate Impact Assessment. New York: John Wiley and Sons, pp. 369–401.

    Google Scholar 

  • Hewitt, K. 1997. Regions of Risk: A Geographical Introduction to Disasters. Harlow, Essex: Addison Wesley Longman.

    Google Scholar 

  • Hewitt, K. and I. Burton. 1971. The Hazardousness of a Place: A Regional Ecology of Damaging Events. Toronto: University of Toronto.

    Google Scholar 

  • Hulme, M., S.C.B. Raper and T.M.L. Wigley. 1995. ‘An integrated framework to address climate change’ (ESCAPE) and further developments of the global and regional climate modules (MAGICC). Energy Policy, 23(4/5): 347–355.

    Google Scholar 

  • Hunt, B., J. Callaway, P. Kirshen and J. Smith. 1997. ‘Economic effects of climate change on U.S. water resources.’ In R. Mendelsohn and J. Neumann (eds.) The Impacts of Climate Change on the U.S. Economy. Cambridge: Cambridge University Press.

    Google Scholar 

  • Jepma, C.J., M. Asaduzzaman, I. Mintzer, R.S. Maya and M. Al-Monef. 1996. ‘A generic assessment of response options.’ In J. Bruce et al. (eds.) Climate Change 1995: Economic and Social Dimensions. Cambridge: Cambridge University Press, pp. 225–262.

    Google Scholar 

  • Kane, S., J. Reilly and J. Tobey. 1992. ‘A senstivity analysis of the implications of climate change for world agriculture.’ In J.M. Reilly and M. Anderson (eds.), Economic Issues in Global Climate Change. Boulder: Westview Press, pp. 117–131.

    Google Scholar 

  • Kates, R.W. 1985. ‘The interaction of climate and society.’ In R.W. Kates, J.H. Ausubel and M. Berberian (eds) Climate Impact Assessment. New York: John Wiley and Sons, pp. 3–36.

    Google Scholar 

  • Klein, R.J.T. and R.J. Nicholls. 1999. ‘Assessment of coastal vulnerability to climate change.’ Ambio, 28(2), 182–187.

    Google Scholar 

  • Klein, R.J.T. and R.S.J. Tol. 1997. Adaptation to Climate Change: Options and Technologies. Amsterdam: Vrije Universiteit.

    Google Scholar 

  • Krankina, O.N., R.K. Dixon, A.P. Kirilenko and K.J. Kobak. 1997. ‘Global climate change adaptation: examples from Russian boreal forests.’ Climatic Change, 36: 197–215.

    Google Scholar 

  • Kyoto Protocol. 1997. The Kyoto Protocol to the United Nations Framework Convention on Climate Change. Kyoto: UNEP/WMO.

    Google Scholar 

  • Leemans, R. 1992. Modelling ecological and agricultural impacts of global change on a global scale. Journal of Sci. & Ind. Res, 51: 709–724.

    Google Scholar 

  • Lewandrowski and Brazee, 1992. ‘Government farm programs and climate change: a first look.’ In J.M. Reilly and M. Anderson (eds.), Economic Issues in Global Climate Change. Boulder: Westview Press, pp 132–147.

    Google Scholar 

  • MacDonald, G.M., T.W.D. Edwards, K.A. Moser, R. Pienitz and J.P. Smol. 1993. ‘Rapid response of treeline vegetation and lakes to past climate warming.’ Nature, 361: 243–246.

    Google Scholar 

  • Markham, A. and J. Malcolm. 1996. ‘Biodiversity and wildlife: adaptation to climate change.’ In J.B. Smith et al. (eds) Adapting to Climate Change: An International Perspective. New York: Springer.

    Google Scholar 

  • Mearns, L.O., R.W. Katz and S.H. Schneider. 1984. ‘Extreme high temperature events: changes in their probabilities with changes in mean temperature.’ Journal of Climate and Applied Meteorology, 23: 1601–1613.

    Google Scholar 

  • Olsthoorn, A.A, W.J. Maunder and R.S.J. Tol. 1996. ‘Tropical cyclones in the southwest Pacific: impacts on pacific island countries with particular reference to Fiji.’ In Downing et al. (eds) Climate Change and Extreme Events: Altered Risks, Socio-Economic Impacts and Policy Responses. Amsterdam: Vrije Universiteit, pp. 185–208.

    Google Scholar 

  • Parry, M.L. 1986. ‘Some implications of climate change for human development.’ In W.C. Clark and R.E. Munn (eds.) Sustainable Development of the Biosphere. Cambridge: Cambridge University Press, pp. 378–07.

    Google Scholar 

  • Peters, R.L. and T.E. Lovejoy (eds). 1992. Global Warming and Biological Diversity. New Haven, Connecticut: Yale University Press.

    Google Scholar 

  • Riebsame, W.E. 1991. ‘Sustainability of the Great Plains in an uncertain climate.’ Great Plains Research, 1(1): 133–151.

    Google Scholar 

  • Rose, C. and P. Hurst. 1991. Can Nature Survive Global Warming? Gland, Switzerland: World Wildlife Fund International.

    Google Scholar 

  • Rosenzweig, C. and M.L. Parry. 1994. ‘Potential impact of climate change on world food supply.’ Nature, 367: 133–138.

    Google Scholar 

  • Smit, B. (ed.) 1993. Adaptation to Climatic Variability and Change. Guelph: Environment Canada.

    Google Scholar 

  • Smit, B., D. McNabb and J. Smithers. 1996. ‘Agricultural adaptation to climate change.’ Climatic Change, 33: 7–29.

    Google Scholar 

  • Smit B., R. Blain, and P. Keddie. 1997. ‘Corn hybrid selection and climatic variability: gambling with nature?’ The Canadian Geographer, 41(4): 429–438.

    Google Scholar 

  • Smit, B., I. Burton, R.J.T. Klein and J. Wandel. 1999. ‘The anatomy of adaptation to climate change and variability.’ Climatic Change, forthcoming.

  • Smith, J. and S. S. Lenhart. 1996. ‘Climate change adaptation policy options.’ Climate Research, 6:193–201.

    Google Scholar 

  • Smith, J.B., S.E. Ragland and G.J. Pitts. 1996. ‘A process for evaluating anticipatory adaptation measures for climate change.’ Water, Air, and Soil Pollution, 92: 229–238.

    Google Scholar 

  • Smith, K. 1996. Environmental Hazards: Assessing risk and reducing disaster. London: Routledge.

    Google Scholar 

  • Smithers, J. and B. Smit. 1997a. ‘Human adaptation to climatic variability and change.’ Global Environmental Change, 7(2): 129–146

    Google Scholar 

  • Smithers, J. and B. Smit. 1997b. ‘Agricultural system response to environmental stress.’ In B. Ilberry, Q. Chiotti and T. Rickard (eds) Agricultural Restructuring and Sustainability, pp. 167–183.

  • Sonka, S.T. and P.J. Lamb. 1987. ‘On climate change and economic analysis.’ Climatic Change, 11(3): 291–312.

    Google Scholar 

  • Sonka, S.T. 1992. ‘Evaluating socioeconomic assessments of the effect of climate change on agriculture.’ In J.M. Reilly and M. Anderson (eds.), Economic Issues in Global Climate Change. Boulder: Westview Press, pp. 402–413.

    Google Scholar 

  • Sprengers, S.A., L.K. Slager and H. Aiking. 1994. Biodiversity and Climate Change Part 1: Establishment of Ecological Goals for the Climate Convention. Amsterdam: Vrije Universiteit.

    Google Scholar 

  • Stakhiv, E. 1993. Evaluation of IPCC Adaptation Strategies. Fort Belvoir, VA: Institute for Water Resources, U.S. Army Corps of Engineers, draft report.

    Google Scholar 

  • Stakhiv, E.Z. 1996. ‘Managing water resources for climate change adaptation.’ In J.B. Smith et al. (eds) Adapting to Climate Change: An International Perspective. New York: Springer, pp. 243–264.

    Google Scholar 

  • Titus, J.G. 1990. ‘Strategies for adapting to the greenhouse effect.’ Journal of the American Planning Association, 56(3): 311–323.

    Google Scholar 

  • Tol, R.S.J. 1996. ‘A systems view of weather disasters.’ In Downing et al. (eds) Climate Change and Extreme Events: Altered Risks, Socio-Economic Impacts and Policy Responses. Amsterdam: Vrije Universiteit, pp 17–33.

    Google Scholar 

  • Tol, R.S.J., S. Fankhauser and J.B. Smith. 1998. ‘The scope for adaptation to climate change: what can we learn from the impact literature?’ Global Environmental Change, 8(2): 109–123.

    Google Scholar 

  • United Nations Environment Programme (UNEP). 1996. Handbook on Methods for Climate Change Impact Assessment and Adaptation Strategies. Amsterdam: Vrije Universiteit.

    Google Scholar 

  • United Nations Framework Convention on Climate Change (UNFCCC). 1992. United Nations Framework Convention on Climate Change: Text. Geneva: UNEP/WMO.

    Google Scholar 

  • Viscusi, W.K. 1992. ‘Implications of global-change uncertainties: agricultural and natural resource policies.’ In J.M. Reilly and M. Anderson (eds.), Economic Issues in Global Climate Change. Boulder: Westview Press, pp. 414–424.

    Google Scholar 

  • Warrick, R.A., R.M. Gifford and M.L. Parry. 1986. ‘CO2, climatic change and agriculture.’ In B. Bolin, B.R. Döös, J. Jager and R.A. Warrick (eds) The Greenhouse Effect, Climatic Change and Ecosystems. New York: John Wiley and Sons, pp. 393–473.

    Google Scholar 

  • Watson, R.T., M.C. Zinyowera and R.H. Moss. 1996. Climate Change 1995: Impacts, Adaptations and Mitigation of Climate Change: Scientific-Technical Analyses. Contribution of Working Group II to the Second Assessment Report of the Intergovernmental Panel on Climate Change. Cambridge: Cambridge University Press.

    Google Scholar 

  • Wigley, T.M. 1985. ‘Impact of extreme events.’ Nature, 316: 106–107.

    Google Scholar 

  • Yohe G.W., J.E. Neumann, P.B. Marshall and H. Ameden. 1996. ‘The economic cost of greenhouse induced sea level rise for developed property in the United States’. Climatic Change, 32(4): 387–410.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

About this article

Cite this article

Smit, B., Burton, I., Klein, R. et al. The Science of Adaptation: A Framework for Assessment. Mitigation and Adaptation Strategies for Global Change 4, 199–213 (1999). https://doi.org/10.1023/A:1009652531101

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1023/A:1009652531101

Navigation